Regulation NMS

Results: 1042



#Item
71Finance / Financial markets / United States securities law / Financial regulation / Short selling / Securities Exchange Act / Regulation NMS / Straddle / Betting in poker / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 15:29:18
72Investment / Finance / Order / Regulation NMS / Market maker / Intermarket sweep order / Uptick rule / Stop price / Dark liquidity / Stock market / Financial economics / Financial markets

SR-BYX[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc. *****

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Language: English - Date: 2015-02-12 08:47:10
7373rd United States Congress / Financial system / Financial economics / Finance / Securities Exchange Act / Financial markets / Regulation NMS / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial regulation

From: Alex Albert Sent: Monday, September 22, [removed]:17 AM To: Aguilar, Luis A. (Commissioner) Subject: Reg. SCI ]

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Language: English - Date: 2014-09-23 13:11:40
74Finance / Financial markets / Self-regulatory organizations / United States securities law / Short selling / Securities Exchange Act / Regulation NMS / Betting in poker / Straddle / Financial economics / Investment / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2015-02-20 15:41:01
75Financial system / United States securities law / Financial regulation / Short selling / 73rd United States Congress / Regulation NMS / Betting in poker / Straddle / Short / Financial economics / United States Securities and Exchange Commission / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]February 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change E

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Language: English - Date: 2015-02-20 08:13:05
76Finance / Stock market / Financial regulation / United States securities law / Short selling / Securities Exchange Act / Regulation NMS / Short / U.S. Securities and Exchange Commission / Financial economics / United States Securities and Exchange Commission / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 19, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene

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Language: English - Date: 2015-02-20 08:10:48
77Self-regulatory organizations / Economy of the United States / Chicago Stock Exchange / Financial regulation / Securities Exchange Act / United States / Securities Act / U.S. Securities and Exchange Commission / Regulation NMS / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange

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Language: English - Date: 2015-02-24 17:27:21
78Finance / Stock market / United States securities law / Financial markets / Short selling / Securities Exchange Act / Regulation NMS / Short / Straddle / Financial economics / Investment / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Language: English - Date: 2015-02-20 15:24:27
79Finance / Chicago Board Options Exchange / Order / Market maker / Regulation NMS / Chicago Stock Exchange / Stock market / Financial economics / Investment

Page 48 of 59 EXHIBIT 5 Text of the Proposed Rule Change (additions are underlined; deletions are [bracketed]) * * * * * Chicago Board Options Exchange, Incorporated

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Language: English - Date: 2015-02-24 09:42:03
80United States securities law / Financial markets / United States Securities and Exchange Commission / Stock market / Regulation NMS / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Flash Crash / Financial economics / Finance / Investment

July 17, 2013 Via Electronic Mail: Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2013-07-19 09:09:57
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